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Current Employers
First Financial Advisory Services Inc

85 Beach Street, Westerly, RI 02891 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-02-28
TX RA APPROVED_RES 2015-01-23
MA RA APPROVED 2008-02-01
CT RA APPROVED 2008-01-30
RI RA APPROVED 2008-01-30
VA RA APPROVED 2008-01-30
  • MI RA
    APPROVED
    Since 2018-02-28
  • TX RA
    APPROVED_RES
    Since 2015-01-23
  • MA RA
    APPROVED
    Since 2008-02-01
  • CT RA
    APPROVED
    Since 2008-01-30
  • RI RA
    APPROVED
    Since 2008-01-30
  • VA RA
    APPROVED
    Since 2008-01-30

Branch Locations

85 Beach Street, Westerly, RI 02891 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc San Diego CA 02/2007 09/2022
First Financial Advisory Services, Inc. Westerly RI 01/2008 Present
Cetera Advisors Llc Westerly RI 09/2022 Present
First Allied Securities, Inc. Westerly RI 01/1991 Present
First Financial Advisory Services, Llc Dba Far Flung Change Westerly RI 06/2026 Present
  • 02/2007 → 09/2022
    First Allied Securities, Inc
    San Diego, CA
  • 01/2008 → Present
    Westerly, RI
  • 09/2022 → Present
    Cetera Advisors Llc
    Westerly, RI
  • 01/1991 → Present
    First Allied Securities, Inc.
    Westerly, RI
  • 06/2026 → Present
    First Financial Advisory Services, Llc Dba Far Flung Change
    Westerly, RI
Previous Registrations
  • 2008-01-30 → 2011-09-29
    First Allied Securities, Inc.
    Westerly, RI
Other Businesses

1.) FAR FLUNG ENTERPRISES, LLC. 2.) FIRST FINANCIAL ADVISORY SERVICES; IAR; REGISTERED INVESTMENT ADVISOR; COMPLIANCE OFFICER; SECRETARY START DATE:1/28/2008. 3.) OCEAN COMMUNITY CHAMBER OF COMMERCE; MEMBER/PAST PRESIDENT; NON-PROFIT ORGANIZATION; START DATE 07/01/2013; 2 HRS. PER MONTH. 4.) ESTATE PLANNING COUNCIL OF RHODE ISLAND; MEMBER; ESTATE/FINANCIAL PLANNING; START DATE 05/08/2012; 4 HRS. PER MONTH. 5.) SALES OF INSURANCE (LIFE, LONG-TERM CARE, MEDICARE SUPPLEMENTS AND PRESCRIPTION DRUG PLANS) TO EXISTING CLIENTS; 2 HRS. PER MONTH. 6.) NAME OF OTHER BUSINESS: WORLD'S BIGGEST DISC GOLF WISHES; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 163373, AUSTIN, TX 78716; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR ALL FUNDS, REPORT FINANCIAL CONDITION, PERFORM DUTIES AS ASSIGNED, MAINTAIN RECORDS, ANNUAL TAX RETURN; 7) NAME OF OTHER BUSINESS: FIRST ALLIED SECURITIES,INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/1991, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8) NAME OF OTHER BUSINESS: FIRST FINANCIAL ADVISORY SERVICES, LLC DBA FAR FLUNG CHANGE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL ORIENTATION; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF OPERATIONS; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE ADMINISTRATION AND DELIVERY OF THE FINANCIAL ORIENTATION PROGRAM;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-25
S63 Uniform Securities Agent State Law Examination 2007-03-09
  • S65 Uniform Investment Adviser Law Examination
    2008-01-25
  • S63 Uniform Securities Agent State Law Examination
    2007-03-09
Designations
Other Names
  • Ma Joseph Cunningham

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