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85 Beach Street, Westerly, RI 02891 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-02-28 |
| TX | RA | APPROVED_RES | 2015-01-23 |
| MA | RA | APPROVED | 2008-02-01 |
| CT | RA | APPROVED | 2008-01-30 |
| RI | RA | APPROVED | 2008-01-30 |
| VA | RA | APPROVED | 2008-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc | San Diego | CA | 02/2007 | 09/2022 |
| First Financial Advisory Services, Inc. | Westerly | RI | 01/2008 | Present |
| Cetera Advisors Llc | Westerly | RI | 09/2022 | Present |
| First Allied Securities, Inc. | Westerly | RI | 01/1991 | Present |
| First Financial Advisory Services, Llc Dba Far Flung Change | Westerly | RI | 06/2026 | Present |
1.) FAR FLUNG ENTERPRISES, LLC. 2.) FIRST FINANCIAL ADVISORY SERVICES; IAR; REGISTERED INVESTMENT ADVISOR; COMPLIANCE OFFICER; SECRETARY START DATE:1/28/2008. 3.) OCEAN COMMUNITY CHAMBER OF COMMERCE; MEMBER/PAST PRESIDENT; NON-PROFIT ORGANIZATION; START DATE 07/01/2013; 2 HRS. PER MONTH. 4.) ESTATE PLANNING COUNCIL OF RHODE ISLAND; MEMBER; ESTATE/FINANCIAL PLANNING; START DATE 05/08/2012; 4 HRS. PER MONTH. 5.) SALES OF INSURANCE (LIFE, LONG-TERM CARE, MEDICARE SUPPLEMENTS AND PRESCRIPTION DRUG PLANS) TO EXISTING CLIENTS; 2 HRS. PER MONTH. 6.) NAME OF OTHER BUSINESS: WORLD'S BIGGEST DISC GOLF WISHES; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 163373, AUSTIN, TX 78716; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR ALL FUNDS, REPORT FINANCIAL CONDITION, PERFORM DUTIES AS ASSIGNED, MAINTAIN RECORDS, ANNUAL TAX RETURN; 7) NAME OF OTHER BUSINESS: FIRST ALLIED SECURITIES,INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/1991, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8) NAME OF OTHER BUSINESS: FIRST FINANCIAL ADVISORY SERVICES, LLC DBA FAR FLUNG CHANGE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL ORIENTATION; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF OPERATIONS; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OVERSEE THE ADMINISTRATION AND DELIVERY OF THE FINANCIAL ORIENTATION PROGRAM;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-09 |
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