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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-07-02 |
| OR | RA | APPROVED | 2009-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Woodburn | OR | 10/2008 | Present |
(1) 9/29/2008: DBA ONLY - LEGACY FINANCIAL - WOODBURN, OR. (2) 11/5/2013: OTHER-FOR ACCOUNTING PURPOSES ONLY - DIX INVESTMENT MANAGEMENT - WOODBURN, OR. (3) 02/23/2022 - Booshie and Bubby LLC - Not Investment Related - 285 E Hurlburt Ave, Hermiston OR 97838 - Business Entity For Tax/Investment Purposes Only - Start Date - 02/01/2022 - 2 Hours Per Month/0 Hours During Securities Trading. (4) 1/27/2023 - No Business Name - Investment Related - Scottsdale AZ 85251 - Real Estate Rental - Start Date - 07/08/2022 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-08 |
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