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David G Bauer

Robert W. Baird & Co. Incorporated

Denver, CO

Denver, CO

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-08
NJ RA APPROVED 2021-01-07
CO RA APPROVED 2021-01-04
TX RA APPROVED 2021-01-04
  • FL RA
    APPROVED
    Since 2026-04-08
  • NJ RA
    APPROVED
    Since 2021-01-07
  • CO RA
    APPROVED
    Since 2021-01-04
  • TX RA
    APPROVED
    Since 2021-01-04

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 08/2009 01/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2021
Robert W Baird & Co Denver CO 12/2020 Present
  • 08/2009 → 01/2021
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → 01/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2020 → Present
    Robert W Baird & Co
    Denver, CO
Previous Registrations
Other Businesses

RENTING A HOUSE; LAND LORD; DENVER, CO; 12/2013

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-07
S63 Uniform Securities Agent State Law Examination 2008-09-10
  • S66 Uniform Combined State Law Examination
    2009-10-07
  • S63 Uniform Securities Agent State Law Examination
    2008-09-10

View on SEC IAPD

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Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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