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Allen Glenn Solis

LPl Financial LLC

Valencia, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
TX RA APPROVED_RES 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED_RES
    Since 2025-06-05

Branch Locations

25350 Magic Mountain Pkwy. Ste. 300, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 10/2013 04/2020
Jpmorgan Chase Bank, N.A Los Angeles CA 10/2013 04/2020
Western International Securities, Inc. Pasadena CA 09/2020 06/2025
Unemployed Simi Valley CA 04/2020 09/2020
Lpl Financial Llc Valencia CA 06/2025 Present
  • 10/2013 → 04/2020
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 10/2013 → 04/2020
    Jpmorgan Chase Bank, N.A
    Los Angeles, CA
  • 09/2020 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 04/2020 → 09/2020
    Unemployed
    Simi Valley, CA
  • 06/2025 → Present
    Lpl Financial Llc
    Valencia, CA
Previous Registrations
  • 2020-09-08 → 2025-06-05
    Western International Securities, Inc.
    Valencia, CA
    Westlake Village, CA
    Valencia, CA
  • 2013-11-07 → 2020-05-08
    J.P. Morgan Securities Llc
    Los Angeles, CA
    Saugus, CA
  • 2011-01-03 → 2012-03-15
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
    North Hollywood, CA
    Pasadena, CA
    Studio City, CA
    Westlake Village, CA
  • 2007-04-09 → 2011-01-03
    Wells Fargo Investments, Llc
    San Fernando, CA
    Northridge, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-07
  • S66 Uniform Combined State Law Examination
    2007-04-07
Other Names
  • Allen G. Solis
  • Allen Solis

View on SEC IAPD

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Other Investors

CHRISTOPHER MATTHEW INGRAM
JENNIFER CARYN BROWN
BYRON PATRICIO ALVARADO
Frederic Matthew Wachtel
HOWARD MARTINEZ
Dulce Melody Vazquez
Rudy Henry Herrera
Eric Abrahamian

Other Offices

PROSPERITAS FINANCIAL, LLC · VALENCIA, CA
PROSPERITAS FINANCIAL, LLC · Valencia, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Valencia, CA
PROSPERITAS FINANCIAL, LLC · Valencia, CA
OSAIC WEALTH, INC. · SANTA CLARITA, CA
PROSPERITAS FINANCIAL, LLC · Valencia, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · VALENCIA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · VALENCIA, CA

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