Andrew M Guman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-12-16
PA	RA	APPROVED	2021-08-23

TX RA
APPROVED_RES

Since 2021-12-16
PA RA
APPROVED

Since 2021-08-23

Branch Locations

515 West Hamilton Street 7Th Floor, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Securities	Chicago	IL	06/2014	05/2021
Morgan Stanley	Allentown	PA	08/2021	Present
Morgan Stanley Private Bank, N.A	New York	NY	08/2021	Present

06/2014 → 05/2021

Ubs Securities

Chicago, IL
08/2021 → Present

Morgan Stanley

Allentown, PA
08/2021 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Other Businesses

*538871 - St Thomas More Parish Council; Investment Related - No; Allentown, Pennsylvania; Civic/Religious/Community; Advisory Board (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 11/2021; During Business Hours: 0; After Business Hours: 2; Administrative, Business Development/Growth.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-06-12

S63 Uniform Securities Agent State Law Examination

2007-06-12

Other Names

Andrew Michael Guman

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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