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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-08-01 |
| MD | RA | APPROVED | 2010-08-06 |
Branch Locations
11350 Mccormick Road Executive Plaza Iv, Suite 200, Hunt Valley, MD 21031 • United States
St. Michaels , MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Hunt Valley | MD | 02/2010 | Present |
| Mml Investors Services Inc | Hunt Valley | MD | 04/2010 | Present |
1)NAME: TIMOTHY L. MCDONOUGH INV REL: Y ADDR: 3306 RITTENHOUSE STREET, NW WASHINGTON, DC. 20015 NATURE: LIFE, HEALTH, DI, LTC POSITION: SALES, AGENT START DATE: 2011 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 20 2)NAME: STATERA RETIREMENT, LLC, INV REL: Y ADDR: 11350 MCCORMICK RD EP IV SUITE 200 HUNT VALLEY MD 21031, NATURE: OUTSIDE INSURANCE POSITION: SALES AGENT, START: 12/07/2021, NO HR/MO:50 NO HR/MO DUR TRADING:50, DUTIES: LIFE, DISABILITY, FIXED ANNUITIES, HEALTH AND LTC. 3)NAME: STATERA ADVISORS, LLC, INV REL: Y ADDR: 11350 MCCORMICK RD, EP IV SUITE 200 HUNT VALLEY MD 21031, NATURE: OUTSIDE INSURANCE, POSITION: SALES AGENT, START:12/07/2021, NO HR/MO:50 NO HR/MO DUR TRADING:50, DUTIES: LIFE, HEALTH, DISABILITY, FIXED ANNUITIES & LTC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-06-17 |
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