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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2009-01-02
  • MD RA
    APPROVED
    Since 2009-01-02

Branch Locations

9151 Baltimore Nat'L Pike, Ellicott City, MD 21042 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Ellicott City MD 06/2008 Present
Raymond James Financial Services Advisors, Inc Ellicott City MD 01/2009 Present
Real Estate Sykeville MD 12/2010 Present
Fulton Financial Advisors Ellicott City MD 10/2019 10/2019
The Columbia Bank Ellicott City MD 06/2008 Present
Fulton Financial Corporation Ellicott City MD 06/2008 Present
Specific Solutions Ellicott City MD 02/2016 10/2025
N/A Rental Real Estate Sykesville MD 02/2011 Present
Fulton Bank Ellicott City MD 07/2017 Present
  • 06/2008 → Present
    Raymond James Financial Services
    Ellicott City, MD
  • 01/2009 → Present
    Ellicott City, MD
  • 12/2010 → Present
    Real Estate
    Sykeville, MD
  • 10/2019 → 10/2019
    Fulton Financial Advisors
    Ellicott City, MD
  • 06/2008 → Present
    The Columbia Bank
    Ellicott City, MD
  • 06/2008 → Present
    Fulton Financial Corporation
    Ellicott City, MD
  • 02/2016 → 10/2025
    Specific Solutions
    Ellicott City, MD
  • 02/2011 → Present
    N/A Rental Real Estate
    Sykesville, MD
  • 07/2017 → Present
    Fulton Bank
    Ellicott City, MD
Previous Registrations
  • 2008-03-06 → 2008-06-05
    Cetera Investment Services Llc
    Baltimore, MD
    Lutherville, MD
    Columbia, MD
    Ellicott City, MD
    Ellicott City, MD
Other Businesses

(1) Name of Business: Fulton Financial Advisors Address: 9151 Baltimore Nat'l Pike, Ellicott City, MD, 21042, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/18/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment , Sales and service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-03
  • S66 Uniform Combined State Law Examination
    2008-03-03
Other Names
  • Todd Shaw
  • Joseph Robert Shaw

View on SEC IAPD

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