Brendan Edward Marohn

Rbc Capital Markets, LLC

Minneapolis, MN

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2015-06-19
TX	RA	APPROVED	2015-06-16
MN	RA	APPROVED	2014-02-06

VI RA
APPROVED

Since 2015-06-19
TX RA
APPROVED

Since 2015-06-16
MN RA
APPROVED

Since 2014-02-06

Branch Locations

250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States

Rogers, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Minneapolis	MN	12/2013	Present

12/2013 → Present

Rbc Capital Markets, Llc

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-11

S66 Uniform Combined State Law Examination

2014-04-11

View on SEC IAPD

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