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Brian Richard Dodson

Ubs Financial Services Inc.

Sugar Land, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-24
TX RA APPROVED 2015-02-12
  • NC RA
    APPROVED
    Since 2025-04-24
  • TX RA
    APPROVED
    Since 2015-02-12

Branch Locations

15958 City Walk #240, Sugar Land, TX 77479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Sugar Land TX 02/2015 Present
Previous Registrations
Other Businesses

HOUSTON LIVESTOCK SHOW & RODEO SHRINE HOSPITALS FOR CHILDREN - HOUSTON

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-11
  • S66 Uniform Combined State Law Examination
    2007-04-11
Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE
B.D. STERLING
SWEETWATER FINANCIAL ADVISORS, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC

Other Investors

BRANDON BAS CURTIS
Cody Alan Guyer
Keith Wayne Patterson
Muna Malik
WESLEY OWEN BALES
JAMES BRYANT HAWRYLUK
DAVID BRYAN TEEL
Mark Anthony Leifrig

Other Offices

LPL FINANCIAL LLC · SUGAR LAND, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sugar Land, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUGAR LAND, TX
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX
B.D. STERLING · SUGAR LAND, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
SWEETWATER FINANCIAL ADVISORS, LLC · SUGAR LAND, TX

More in Sugar Land, TX

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