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Lori Suzanne O'COnnor

Northrock Partners, LLC

Minneapolis, MN

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-06-30
  • MN RA
    APPROVED
    Since 2021-06-30

Branch Locations

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 10/2013 12/2016
Northrock Partners, Llc Minneapolis MN 10/2013 02/2022
Northrock Partners Minneapolis MN 02/2022 Present
  • 10/2013 → 12/2016
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2013 → 02/2022
    Northrock Partners, Llc
    Minneapolis, MN
  • 02/2022 → Present
    Northrock Partners
    Minneapolis, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-23
  • S63 Uniform Securities Agent State Law Examination
    2000-03-23
Designations
Other Names
  • Lori Suzanne Johnson
  • Lori Suzanne Johnson

View on SEC IAPD

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