Christopher Carlton Randall

Current Employers

Axis Capital Management, Llc

2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-20
TX	RA	APPROVED_RES	2024-06-25

CA RA
APPROVED

Since 2025-08-20
TX RA
APPROVED_RES

Since 2024-06-25

Branch Locations

2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guggenheim Partners	Santa Monica	CA	01/2012	08/2021
Axis Capital Management, Llc	Hermosa Beach	CA	10/2021	Present
Flat Fee Advisors Llc	Westfield	IN	04/2025	Present

01/2012 → 08/2021

Guggenheim Partners

Santa Monica, CA
10/2021 → Present

Axis Capital Management, Llc

Hermosa Beach, CA
04/2025 → Present

Flat Fee Advisors Llc

Westfield, IN

Other Businesses

Flat Fee Advisors LLC; not investment related; Westfield, IN; Online directory for advisors; Partner; started 04/2025; 5 hours per month and during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-15
S63	Uniform Securities Agent State Law Examination	2007-06-11

S65 Uniform Investment Adviser Law Examination

2021-11-15
S63 Uniform Securities Agent State Law Examination

2007-06-11

View on SEC IAPD

Current Employers

Axis Capital Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews