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Cassandra A Milbrandt

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Minneapolis, MN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-03
MN RA APPROVED 2020-02-25
  • TX RA
    APPROVED
    Since 2020-03-03
  • MN RA
    APPROVED
    Since 2020-02-25

Branch Locations

80 S 8Th St, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Paul MN 01/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-24
S63 Uniform Securities Agent State Law Examination 2019-02-22
  • S65 Uniform Investment Adviser Law Examination
    2020-02-24
  • S63 Uniform Securities Agent State Law Examination
    2019-02-22
Other Names
  • Cassie Anne Bushman
  • Cassandra Anne Milbrandt
  • Cassandra Anne Bushman
  • Cassandra A Bushman

View on SEC IAPD

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