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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-08-03 |
Branch Locations
235 Wayne Road, Savannah, TN 38372 • United States
538 Preston Avenue, Meriden, CT 06450-4858 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hardin County Bank | Savannah | TN | 05/2004 | Present |
| Proequities, Inc | Savannah | TN | 07/2007 | 08/2021 |
| Proequities, Inc | Savannah | TN | 07/2017 | 08/2021 |
| Infinex Investments, Inc. | Meriden | CT | 08/2021 | Present |
1.) THE HARDIN COUNTY BANK; Investment Related; 235 Wayne Road, P O Box 940, Savannah TN 38372; Bank; Financial Advisor/Employee; Start Date 06/2007; 173 hours per month with most hours per month occurring during trading hours; Employed with the bank as a financial advisor for the Wealth Management Division. Duties include conducting financial analysis and analyzing securities products; conducting client reviews; assisting in the planning, presenting, and selling of financial products. In addition to securities investments, I provide financial planning implementation through products such as variable annuities, fixed annuities, equity index annuities, as well as life insurance and long-term care insurance products.//HCB WEALTH MANAGEMENT; Investment Related; 235 Wayne Road, Savannah TN 38372; Investments; Financial Advisor; Start Date 06/2007; 160 hours per month with most hours per month occurring during trading hours; Providing investment advice and investment advisory services.//NAPA;NAPA-Auto Parts Retail;Not Investment Related;Owner;Duties-Bookkeeping,Administrative,HR;50% Ownership & Equal Financing Responsibility. 2. Savannah Outfitters, LLC. 1/2 owner. Not investment related. Started Sept 2022. Approx 8 hours per month not during trading hours. Legal and tax filling, payroll and management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-28 |
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