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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-02-05
  • TN RA
    APPROVED
    Since 2024-02-05

Branch Locations

805 Pickwick Street, Savannah, TN 38372 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The University Of Tennessee At Martin Martin TN 05/2022 05/2023
The University Of Tennessee At Martin Martin TN 08/2018 05/2023
Wheels N Deals Of Savannah Savannah TN 05/2017 05/2021
Adamsville High School Adamsville TN 08/2014 05/2018
Unemployed Savannah TN 05/2023 10/2023
Cetera Wealth Services, Llc El Segundo CA 10/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2024 Present
  • 05/2022 → 05/2023
    The University Of Tennessee At Martin
    Martin, TN
  • 08/2018 → 05/2023
    The University Of Tennessee At Martin
    Martin, TN
  • 05/2017 → 05/2021
    Wheels N Deals Of Savannah
    Savannah, TN
  • 08/2014 → 05/2018
    Adamsville High School
    Adamsville, TN
  • 05/2023 → 10/2023
    Unemployed
    Savannah, TN
  • 10/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PROVIDE INVESTMENT, INSURANCE, AND FINANCIAL PLANNING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-16
  • S66 Uniform Combined State Law Examination
    2023-12-16

View on SEC IAPD

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