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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • TN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

805 Pickwick St, Savannah, TN 38372 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascend Financial Services, Inc. St. Paul MN 04/1992 Present
Minnesota Life St. Paul MN 04/1992 08/2023
Shoemaker Agency Savannah TN 04/1992 Present
Cetera Wealth Services, Llc Savannah TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Securian Financial Services, Inc. Savannah TN 07/1999 08/2023
  • 04/1992 → Present
    Ascend Financial Services, Inc.
    St. Paul, MN
  • 04/1992 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 04/1992 → Present
    Shoemaker Agency
    Savannah, TN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Savannah, TN
  • 08/2023 → Present
    Schaumburg, IL
  • 07/1999 → 08/2023
    Securian Financial Services, Inc.
    Savannah, TN
Previous Registrations
  • 2004-03-15 → 2023-08-10
    Securian Financial Services, Inc.
    Savannah, TN
    Germantown, TN
    Savannah, TN
    St. Paul, MN
Other Businesses

1) TREASURER FOR RHEMAS LETTER, BOARD MEMBER-HOLY BAPTIST CHURCH. 2) CHURCH ON THE ROCK BOARD MEMBER POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2021 ADDRESS: 1735 Florence Road, Savannah, 38372 TN 38372, United States DESCRIPTION: Board member 3) RENTAL PROPERTY - SAPATEIRO HOLDINGS POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2020 ADDRESS: 805 Pickwick St, Savannah TN 38372, United States DESCRIPTION: The office that I am in I built it and added an extra space that is rented by an accounting firm. I have filed a shared space agreement with Securian for this when I moved into the office. 4) NAME OF OTHER BUSINESS: SAVANNAH INDUSTRIAL DEVELOPMENT CORPORATION; INVESTMENT RELATED: NO; ADDRESS: 495 MAIN STREET SAVANNAH, TN 38372; NATURE OF BUSINESS: BOARD; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: VOTE ON POSSIBLE PROJECTS THAT THE CITY WILL BE DOING TO BRING INDUSTRIAL DEVELOPMENT TO THE COMMUNITY; 5) NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/1992, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-14
  • S63 Uniform Securities Agent State Law Examination
    1992-05-14
Other Names
  • Larry Paul Rich

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