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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ascend Financial Services, Inc. | St. Paul | MN | 04/1992 | Present |
| Minnesota Life | St. Paul | MN | 04/1992 | 08/2023 |
| Shoemaker Agency | Savannah | TN | 04/1992 | Present |
| Cetera Wealth Services, Llc | Savannah | TN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Securian Financial Services, Inc. | Savannah | TN | 07/1999 | 08/2023 |
1) TREASURER FOR RHEMAS LETTER, BOARD MEMBER-HOLY BAPTIST CHURCH. 2) CHURCH ON THE ROCK BOARD MEMBER POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2021 ADDRESS: 1735 Florence Road, Savannah, 38372 TN 38372, United States DESCRIPTION: Board member 3) RENTAL PROPERTY - SAPATEIRO HOLDINGS POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2020 ADDRESS: 805 Pickwick St, Savannah TN 38372, United States DESCRIPTION: The office that I am in I built it and added an extra space that is rented by an accounting firm. I have filed a shared space agreement with Securian for this when I moved into the office. 4) NAME OF OTHER BUSINESS: SAVANNAH INDUSTRIAL DEVELOPMENT CORPORATION; INVESTMENT RELATED: NO; ADDRESS: 495 MAIN STREET SAVANNAH, TN 38372; NATURE OF BUSINESS: BOARD; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: VOTE ON POSSIBLE PROJECTS THAT THE CITY WILL BE DOING TO BRING INDUSTRIAL DEVELOPMENT TO THE COMMUNITY; 5) NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/1992, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-05-14 |
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