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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-05
  • TN RA
    APPROVED
    Since 2026-01-05

Branch Locations

805 Pickwick Street, Savannah, TN 38372 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atlanta Braves Atlanta GA 01/2020 07/2020
Fedex Atlanta GA 08/2020 12/2020
Atlanta Braves Atlanta GA 01/2021 10/2025
San Francisco Giants San Francisco CA 01/2019 12/2019
Minnesota Twins Minneapolis MN 03/2018 10/2018
Aunt Millie's Bakery Kalamazoo MI 10/2018 12/2018
Unemployed Savannah TN 01/2018 03/2018
Student Chattanooga TN 08/2013 12/2017
Cetera Wealth Services, Llc El Segundo CA 11/2025 Present
Cetera Investment Advisors Schaumburg IL 01/2026 Present
  • 01/2020 → 07/2020
    Atlanta Braves
    Atlanta, GA
  • 08/2020 → 12/2020
    Fedex
    Atlanta, GA
  • 01/2021 → 10/2025
    Atlanta Braves
    Atlanta, GA
  • 01/2019 → 12/2019
    San Francisco Giants
    San Francisco, CA
  • 03/2018 → 10/2018
    Minnesota Twins
    Minneapolis, MN
  • 10/2018 → 12/2018
    Aunt Millie's Bakery
    Kalamazoo, MI
  • 01/2018 → 03/2018
    Unemployed
    Savannah, TN
  • 08/2013 → 12/2017
    Student
    Chattanooga, TN
  • 11/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2026 → Present
    Cetera Investment Advisors
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-22
  • S66 Uniform Combined State Law Examination
    2025-12-22
Other Names
  • Joshua Rich

View on SEC IAPD

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