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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-08-27 |
| HI | RA | APPROVED | 2009-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 01/2007 | Present |
| Bank Of America, N.A. | Honolulu | HI | 03/2013 | Present |
I*: 2468367 Entity Type: Fiduciary role Name of OBA: R. Y. Trust Address: Pearl City, HI 96782 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/14/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Co-Trustee for parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-04 |
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