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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
HI RA APPROVED 2017-08-02
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • HI RA
    APPROVED
    Since 2017-08-02

Branch Locations

1357 Kapiolani Blvd Ste 1140, Honolulu, HI 96814 • United States

116 Hualalai Street #100, Hilo, HI 96720 • United States

Shiraishi Financial Group Advisors

1357 Kapiolani Blvd Ste 1140, Honolulu, HI 96814 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2016-08-29
  • HI RA
    APPROVED
    Since 2016-08-29

Branch Locations

1357 Kapiolani Blvd Ste 1140, Honolulu, HI 96814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Graham Tadahiko Enomoto Honolulu HI 01/2008 Present
Shiraishi Financial Group Advisors Honolulu HI 08/2016 Present
United Planners Financial Services Scottsdale AZ 08/2016 12/2016
Independent Financial Group, Llc Honolulu HI 12/2016 Present
Previous Registrations
  • 2013-05-10 → 2016-09-16
    Tampa, FL
    Honolulu, HI
  • 2011-05-03 → 2013-05-10
    Financial Advisers Of America, Llc
    Carlsbad, CA
    Carlsbad, CA
    Honolulu, HI
  • 2009-10-07 → 2011-05-03
    Vsr Financial Services, Inc.
    Overland Park, KS
    Honolulu, HI
  • 2008-01-22 → 2009-10-09
    Honolulu, HI
Other Businesses

(1) SFGA LLC POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2016 ADDRESS: 1585 Kapioloani Blvd #928, Honolulu HI 96814, United States DESCRIPTION: AGENT OF SFGA LLC, A HAWAII STATE REGISTERED INVESTMENT ADVISOR, OFFERING ADVISORY SERVICES. (2) GRAHAM ENOMOTO POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2008 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: 3) INSURANCE AGENT SELLING TRADITIONAL FIXED INSURANCE PRODUCTS SINCE 1/2008. NON INVESTMENT RELATED. APPROXIMATELY 25% OF TIME SPENT. BUSINESS CONDUCTED IN HONOLULU, HI. (3) PACIFIC CORNERSTONE FINANCIAL GROUP POSITION: Employee NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2015 ADDRESS: 220 S King Street, Suite 1750, Honolulu HI 96813, United States DESCRIPTION: 1) EMPLOYEE OF PACIFIC CORNERSTONE FINANCIAL GROUP WRITING LIFE, HEALTH, LONG TERM CARE & DISABILITY INSURANCE & ASSISTING AGENTS WITH SERVICE SUPPORT SINCE 1/2017. NON INVESTMENT RELATED. APPROXIMATELY 20% OF TIME SPENT. BUSINESS CONDUCTED AT 220 S King Street, Suite 1750, Honolulu, HI 96813 (4) ADVANCED LIFE INSURANCE STRATEGIES POSITION: Employee NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2015 ADDRESS: 220 S King Street, Suite 1750, Honolulu HI 96813, United States DESCRIPTION: 2) VICE PRESIDENT OF ADVANCED LIFE INSURANCE STRATEGIES WHICH HELPS AGENTS PREPARING & SUBMITTING TRADITIONAL FIXED INSURANCE APPLICATIONS TO INSURANCE CARRIERS SINCE 10/2015. NON INVESTMENT RELATED. LESS THAN 1% OF TIME SPENT. BUSINESS CONDUCTED AT 220 S King Street, Suite 1750, HONOLULU, HI 96813.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-21
S63 Uniform Securities Agent State Law Examination 2007-02-27
  • S65 Uniform Investment Adviser Law Examination
    2008-01-21
  • S63 Uniform Securities Agent State Law Examination
    2007-02-27
Other Names
  • Graham Enomoto

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