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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-08-22 |
| CA | RA | APPROVED | 2008-01-24 |
Branch Locations
25511 Budde Rd Ste 2603, The Woodlands, TX 77380-2388 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | The Woodlands | TX | 05/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | The Woodlands | TX | 03/2020 | Present |
Business Ownership; Kara R. Morin LLC; Owner; Manage Ameriprise Business; 26 Firefall Ct, , Spring, TX, 77380; Not Investment-Related; 11/15/2024; 60 hours per month; 60 during trading hours / Morin Professional Properties LLC; Owner; Real Estate; 25511 Budde Rd, Suite 2603, Spring, TX, 77380; Investment-Related; 10/10/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Kara R Morin LLC; Owner; Manage advisory business; 26 Firefall Ct, , Spring, TX, 77380; Investment-Related; 11/15/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-27 |
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