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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-15 |
Branch Locations
8044 Montgomery Rd Ste 570 Towers Of Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Cincinnati | OH | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cincinnati | OH | 11/2016 | Present |
MARY KAY, NOT INVESTMENT RELATED, FLORENCE, KY. START: 6/5/15, 10 HOURS/MONTH, 0 DURING TRADING, BEAUTY PRODUCTS SALES CONSULTANT. TOWNS END BAR AND GRILL; NOT INV. RELATED; FLORENCE, KY; BARTENDER; START DATE 5/6/2023; 24 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: SERVE DRINKS. FLORENCE ELKS LOGE #314; NOT INV. RELATED; FLORENCE, KY; TREASURER; START DATE 3/23/2024; 10 HOURS PER WEEK; 0 HRS DURING BUSINESS; DUTIES: ATTEND MEETINGS TWICE A MONTH, DISCUSS WHAT THEY CAN DO TO HELP THE COMMUNITY, CHILDREN AND VETERANS, VOTING ON MATTERS PERTAINING TO THE COMMUNITY AND HOW TO HELP, WRITE RECEIPTS AND GIVE TO THE SECRETARY FOR INCOMING FUNDS, ENTER EXPENSES INTO A SYSTEM AND PROVIDE ACCOUNT SUMMARIES TO THE BOARD. FLORENCE ELKS LOCAL #314; NOT INV RELATED; FLORENCE, KY; BARTENDER; START 08/09/2024; 30 HOURS PER MONTH; 0 HOURS DURING TRADING; BARTENDER.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-12-21 |
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