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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-07-29
NC RA APPROVED 2011-02-18
TX RA APPROVED 2011-02-18
  • VA RA
    APPROVED
    Since 2024-07-29
  • NC RA
    APPROVED
    Since 2011-02-18
  • TX RA
    APPROVED
    Since 2011-02-18

Branch Locations

717 Green Valley Road Suite 250, Greensboro, NC 27408 • United States

Greensboro, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Greensboro NC 02/2011 Present
Previous Registrations
  • 2009-06-01 → 2011-02-24
    Greensboro, NC
    Greensboro, NC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Greensboro, NC
  • 2001-12-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Greensboro, NC
    Greensboro, NC
Other Businesses

1)SERVES ON THE NATIONAL ADVISORY COUNCIL FOR SOUTHERN VIRGINIA UNIVERSITY. 2) BVT GROUP LLC / 217 VILLAGE LANE UNIT B GREENSBORO,NC 27409 / COMPANY/ REAL ESTATE / MULTI-FAMILY APARTMENTS / PARTNER / START DATE 12/03/2012 / 2)NAVICORE CAPITAL LLC / 4 KELVINGTON CT GREENSBORO,NORTH CAROLINA 27410 / SOLE PROPRIETORSHIP/ REAL ESTATE / MULTI-FAMILY APARTMENTS / SOLE PROPRIETORSHIP / / MANAGE REPORTS / START DATE 1/1/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-20
  • S66 Uniform Combined State Law Examination
    2000-12-20

View on SEC IAPD

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