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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-09-29 |
Branch Locations
200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Danvers | MA | 08/2007 | 03/2017 |
| Mass Mutual Life Insurance Company | Southborough | MA | 07/2016 | 09/2020 |
| Mml Investors Services, Llc | Southborough | MA | 03/2017 | 09/2020 |
| Lpl Financial, Llc | Walthan | MA | 09/2020 | Present |
1)09/2020 - NON-VARIABLE INSURANCE - ALBERTO GUILLERMO - 2HRS/MO - INVESTMENT RELATED - WALTHAM, MA 02453 2)09/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BAY FINANCIAL ASSOCIATES, LLC - INVESTMENT RELATED - WALTHAM, MA 02453 3)2016 - REAL ESTATE RENTAL - Av Moreno 23 (N), Santiago del Estero Urquiza 327 6to C, Santiago del Estero Av Cnel. Diaz 1714 Piso 6, Buenos Aires Av Rivadavia 889, Santiago del Estero - INVESTMENT RELATED - ARGENTINA 4) 2/19/2021 - Apex Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/15/2021 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-30 |
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