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Kathryn Alice Harder

Edelman Financial Engines

Chesterfield, MO

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-10
MO RA APPROVED 2016-11-30
  • TX RA
    APPROVED_RES
    Since 2020-08-10
  • MO RA
    APPROVED
    Since 2016-11-30

Branch Locations

16052 Swingley Ridge Road Suite 350, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2015 11/2016
Financial Engines Advisors L.L.C. Chesterfield MO 11/2016 Present
  • 07/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Chesterfield, MO
Previous Registrations
  • 2015-07-23 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Chesterfield, MO
    Overland Park, KS
  • 2007-07-26 → 2015-09-08
    The Mutual Fund Store
    Chesterfield, MO
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-25
  • S65 Uniform Investment Adviser Law Examination
    2007-07-25
Other Names
  • Kathryn Alice Laverty
  • Kathy A Laverty

View on SEC IAPD

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Other Investors

MICHAEL CHRISTOPHER CARROLL
KERRY D ROGERS
MATTHEW EDWARD FITZGERALD
PATRICK DONLAN
JAMES MATTHEW MUCCIGROSSO
Jason Alan Cummings
Thomas Christopher Self
JACOB DANIEL STANSFIELD

Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

More in Chesterfield, MO

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