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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-02
  • NY RA
    APPROVED
    Since 2021-12-02

Branch Locations

65 Bryant Woods South, Amherst, NY 14228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Amherst NY 04/2017 Present
Moshides Financial Group Amherst NY 04/2015 Present
Massachusetts Mutual Life Insurance Company Springfield MA 04/2017 Present
  • 04/2017 → Present
    Amherst, NY
  • 04/2015 → Present
    Moshides Financial Group
    Amherst, NY
  • 04/2017 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-01
S63 Uniform Securities Agent State Law Examination 2019-02-20
  • S66 Uniform Combined State Law Examination
    2021-12-01
  • S63 Uniform Securities Agent State Law Examination
    2019-02-20
Other Names
  • Jeffrey J. Wohlfahrt

View on SEC IAPD

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