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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| NC | RA | APPROVED | 2009-06-01 |
Branch Locations
1990 Fordham Drive Suite 200, Fayetteville, NC 28304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Fayetteville | NC | 01/2007 | Present |
| Morgan Stanley Smith Barney | Fayetteville | NC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*551225 - Cape Fear Hoggin LLC; Investment related: Yes; Fayetteville, North Carolina; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 0; After business hours: 10; Labor/Service, Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-20 |
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