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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
| CA | RA | APPROVED | 2019-10-17 |
Branch Locations
6460 E Pacific Coast Hwy Ste 223, Long Beach, CA 90803 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Long Beach | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Long Beach | CA | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 10/2019 | Present |
FINRA; NOT INV. RELATED; NEW YORK,NY; SALES REP EXAM COMMITTEE MEMBER; START DATE 02/09/2023; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 7; ATTENDING MEETINGS TO MAINTAIN THE EXAMS THAT COMPRISE THE SALES REP PROGRAM.| RENTAL PROPERTY; INV RELATED; SIGNAL HILL, CA; 100% OWNERSHIP; START DATE 06/06/2025; 4 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-25 |
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