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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-04 |
| OK | RA | APPROVED | 2025-11-11 |
Branch Locations
9016 N. Kelley Avenue, Oklahoma City, OK 73131 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-09-20 |
| TX | RA | APPROVED_RES | 2023-09-20 |
| OK | RA | APPROVED | 2023-09-19 |
Branch Locations
9016 N Kelley Ave, Oklahoma City, OK 73131 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Oklahoma City | OK | 07/2013 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 08/2023 | Present |
1. 07/29/2013 - MIKE CUNNINGHAM INVESTMENTS/ DBA ONLY/ 100%/ OKLAHOMA CITY, OK 2. 09/30/2022 - Mikey's House LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Owner - Start Date - 08/26/2022 - 1 Hours Per Month/0 Hours During Securities Trading 3. 10/17/2023 - Private Advisor Group - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/06/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/16/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 04/28/2025 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:10/17/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-10 |
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