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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-03-09 |
| WV | RA | APPROVED | 2011-03-10 |
Branch Locations
500 Lee St E, Charleston, WV 25301 • United States
Charleston, WV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charleston | WV | 03/2011 | Present |
| Bank Of America, N.A. | Charleston | WV | 06/2011 | Present |
I*6304Entity Type: Rental PropertyName of outside business organization: J. and C. O.Investment related: NoAddress of business: Charleston, West Virginia 25314Position, title, association: Co-owner with other family membersStart date of relationship: 6/1/2018Number of hours devoted: 2 hoursNumber of hours devoted during trading hours: 0Duties: Co-owner with other family members of rental property I*: 2512281Entity Type: Fiduciary roleName of OBA: O. L O.Address: Charleston, West Virginia, 25314Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 6/3/2025Number of Hours: 0Number of Hours during trading: 0Duties: Power of Attorney for ParentsI*2626273, Entity Type Not for Profit, Name of OBA: YMCA Address: CharlestonWest Virginia25311 Investment Related: No Position, Title, Association: No position or title, just fundraising for their annual dinner Employee Start Date:07/21/2025 No Hours: 1 weekly No Hours during trading: 0 Duties: Fundraising, The YMCA is the leading nonprofit committed to strengthening individuals and communities across the country. At the Y, we're here to help you find your "why" - your greater sense of purpose - by connecting you with opportunities to improve your health, support young people, make new friends and contribute to a stronger, more cohesive community for all.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-01 |
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