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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| CO | RA | APPROVED | 2022-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Capital Inc | Denver | CO | 08/2014 | 12/2021 |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 12/2021 | Present |
| J.P. Morgan Securities Llc | Denver | CO | 12/2021 | Present |
Entity Name: The Park People Investment related: Yes "Address: 1510 S. Grant St. Denver, CO 80210 https://theparkpeople.org/" Nature of the other business: Community Service Position/Title/Relationship: Board Member Start Date: 08/05/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The Park People's mission is to work with communities to plant trees and improve parks for a healthy, resilient future. We improve parks by raising funds for park projects. I am joining the board as a trustee and will be a member of the finance committee."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-15 |
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