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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-07-23 |
| OK | RA | APPROVED | 2026-07-09 |
| TX | RA | APPROVED | 2026-07-09 |
| CO | RA | APPROVED | 2026-06-30 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
Arvada, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Arvada | CO | 07/2025 | 04/2026 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 05/2015 | Present |
| Tiaa | Denver | CO | 05/2015 | 07/2025 |
| Thrivent Investment Management Inc | Minneapolis | MN | 03/2026 | Present |
| Thrivent Financial | Appleton | WI | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-30 |
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