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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-05-01
TX RA APPROVED 2023-05-01
  • NC RA
    APPROVED
    Since 2023-05-01
  • TX RA
    APPROVED
    Since 2023-05-01

Branch Locations

200 W Main St. Ste. 1, Gastonia, NC 28052 • United States

Gastonia, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Charlotte NC 07/2008 05/2023
Cambridge Investment Research, Inc. Fairfield IA 05/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2023 Present
Previous Registrations
  • 2007-05-08 → 2023-05-01
    Osaic Fs, Inc.
    Charlotte, NC
    Gastonia, NC
Other Businesses

1) FLETCHER CAPITAL LLC, 200 W MAIN AVE, SUTE 1, GASTONIA, NC, 11/2006, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 40 HR/MO, 40 HR/MO TRADING. 2) MARSHALL FLETCHER, 2912 WHITSON RD, GASTONIA, NC, 07/2009, OWNER, RENTAL PROPERTY, NIR, 1 HR/MO, 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 05/01/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-25
  • S66 Uniform Combined State Law Examination
    2007-04-25
Other Names
  • Marshall L Fletcher

View on SEC IAPD

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