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Kristie L Passavant

Ameriprise Financial Services, LLC

Huntsville, AL

Harvest, AL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-25
GA RA APPROVED 2021-02-25
KY RA APPROVED 2021-02-25
OH RA APPROVED 2021-02-25
MI RA APPROVED 2021-02-24
AL RA APPROVED 2021-01-11
  • FL RA
    APPROVED
    Since 2021-02-25
  • GA RA
    APPROVED
    Since 2021-02-25
  • KY RA
    APPROVED
    Since 2021-02-25
  • OH RA
    APPROVED
    Since 2021-02-25
  • MI RA
    APPROVED
    Since 2021-02-24
  • AL RA
    APPROVED
    Since 2021-01-11

Branch Locations

101 Lowe Ave Se Ste 1A, Huntsville, AL 35801 • United States

Harvest, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Firstbank Huntsville AL 02/2015 11/2019
Invest Financial Corporation Tampa FL 02/2015 02/2018
Lpl Financial Llc Huntsville AL 02/2018 11/2019
Alabama Credit Union Huntsville AL 11/2019 11/2020
Cetera Investment Advisers Llc Huntsville AL 11/2019 11/2020
Cetera Investment Services Llc St. Cloud MN 11/2019 11/2020
Ameriprise Financial Services, Llc Huntsville AL 01/2021 Present
  • 02/2015 → 11/2019
    Firstbank
    Huntsville, AL
  • 02/2015 → 02/2018
    Invest Financial Corporation
    Tampa, FL
  • 02/2018 → 11/2019
    Lpl Financial Llc
    Huntsville, AL
  • 11/2019 → 11/2020
    Alabama Credit Union
    Huntsville, AL
  • 11/2019 → 11/2020
    Cetera Investment Advisers Llc
    Huntsville, AL
  • 11/2019 → 11/2020
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2021 → Present
    Ameriprise Financial Services, Llc
    Huntsville, AL
Previous Registrations
  • 2019-12-02 → 2020-11-16
    Cetera Investment Advisers Llc
    Huntsville, AL
  • 2018-02-14 → 2019-11-22
    Lpl Financial Llc
    Fayetteville, TN
    Huntsville, AL
  • 2015-02-26 → 2018-02-20
    Invest Financial Corporation
    Murfreesboro, TN
    Huntsville, AL
    Fayetteville, TN
    Fayetteville, TN
    Appleton, WI
  • 2013-11-11 → 2015-03-02
    Lpl Financial Llc
    Huntsville, AL
    Huntsville, AL
    Meridianville, AL
    San Diego, CA
    Huntsville, AL
    Huntsville, AL
    Meridianville, AL
  • 2003-11-14 → 2013-11-06
    Cetera Investment Services Llc
    Huntsville, AL
    Huntsville, AL
  • 2003-09-15 → 2003-11-28
    Cetera Wealth Services, Llc
    Huntsville, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-12
S63 Uniform Securities Agent State Law Examination 2002-01-18
  • S66 Uniform Combined State Law Examination
    2003-09-12
  • S63 Uniform Securities Agent State Law Examination
    2002-01-18
Other Names
  • Kristie Mitchell
  • Kristie L Mitchell

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.
TRUIST ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

ERIC TY KING
MARK ANTHONY RUSSELL
JOHN K WALTERS
TIMOTHY RANN ROBERTS
MATTHEW RICHARD BARNES
ROGER SAMUEL BARNES
LANCE CHRISTOPHER ERNEST
ROBERT WILSON MOORES

Other Offices

LPL FINANCIAL LLC · HUNTSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntsville, AL
OSAIC WEALTH, INC. · HUNTSVILLE, AL
LPL FINANCIAL LLC · HUNTSVILLE, AL
RAYMOND JAMES & ASSOCIATES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
TRUIST ADVISORY SERVICES, INC. · HUNTSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · HUNTSVILLE, AL

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