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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-09-05 |
Branch Locations
22232 17Th Avenue Se Suite 310, Bothell, WA 98021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kcw Accountancy Corporation | Kirkland | WA | 01/2001 | Present |
| 1St Global Capital Corp | Kirkland | WA | 07/2007 | 10/2019 |
| 1St Global Advisors, Inc. | Kirkland | WA | 11/2007 | 10/2019 |
| Avantax Advisory Services | Kirkland | WA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Kirkland | WA | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Bothell | WA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) COVENANT PROSPERITY LLC POSITION: MEMBER/MANAGER NATURE: REAL ESTATE MANAGEMENT AND HOLDING INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2003 DESCRIPTION: MANAGE OUR PERSONAL REAL ESTATE INVESTMENTS 2) PACIFIC CREST FINANCIAL SERVICES, LLC POSITION: Referring Financial Advisor NATURE: Working with Brad Jackson, Holly Liu and Dennis Megaard, all are 1st Global financial advisor to serve our financial service clients as a team. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 22232 17th Ave SE, Suite 310, Bothell WA 98021-7425, United States DESCRIPTION: I will be acting as a referring financial advisor. 3) KCW ACCOUNTANCY CORPORATION POSITION: PRESIDENT NATURE: It is my own CPA firm providing accounting and tax services to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2001 ADDRESS: 12506 128th Lane NE, Kirkland WA 98034, United States DESCRIPTION: I am a licensed CPA providing accounting and tax services to clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-14 |
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