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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-22
CT RA APPROVED 2023-11-13
  • TX RA
    APPROVED_RES
    Since 2024-01-22
  • CT RA
    APPROVED
    Since 2023-11-13

Branch Locations

112 Worcester Street, Wellesley, MA 02481 • United States

Medfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boston MA 12/2011 11/2016
Wells Fargo Clearing Services, Llc Boston MA 11/2016 10/2023
Morgan Stanley Wellesley MA 10/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-02
S63 Uniform Securities Agent State Law Examination 2007-04-20
  • S65 Uniform Investment Adviser Law Examination
    2017-03-02
  • S63 Uniform Securities Agent State Law Examination
    2007-04-20
Other Names
  • Drew Rautenberg
  • Andrew Rautenberg

View on SEC IAPD

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