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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2007-04-12 |
Branch Locations
3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2006 | Present |
| Northwestern Mutual Investment Services, Llc | Cincinnati | OH | 03/2007 | Present |
| Pusateri-Weeks, Llc | Cincinnati | OH | 11/2002 | Present |
| Northwestern Mutual Investment Services, Llc | Cincinnati | OH | 04/2007 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2014 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. EQUITY OWNER, LWC USA LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 2/1/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 3. 100% OWNER, BSW MANAGEMENT, LLC, LEGAL ENTITY, INVESTMENT RELATED,START DATE: 2/1/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-26 |
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