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301 East Ocean Blvd. Suite 1150, Long Beach, CA 90802 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-10 |
Branch Locations
301 East Ocean Blvd. Suite 1150, Long Beach, CA 90802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Long Beach | CA | 08/2007 | Present |
| Goldman Lancaster, Inc. | Long Beach | CA | 10/2013 | Present |
(1) 11/13/2013 - DBA ONLY - GOLDMAN LANCASTER, INC - LONG BEACH, CA (2) 11/29/2013 - NON-VARIABLE INSURANCE - SALES OF NON VARIABLE INSURANCE AS INDICATED ABOVE (LIFE, HEALTH, DISABITLITY, LONG TERM CARE, FIXED ANNUITIES) - 10% OF TIME SPENT - LONG BEACH, CA (3) 11/29/2018 - Goldman Lancaster, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 10/2013 - 100 Hours Per Month - Time Spent 80% - I provide investment advisory services through Goldman Lancaster, Inc., an independent investment advisor firm. I started this business activity in 10/2013. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 12/05/2007 - LPL Financial - Investment-related; San Pedro, CA; Registered Representative; start 12/2007; spend XX hours/month on activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-27 |
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