Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-20 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 11/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
| American Airlines | Dallas | TX | 01/2013 | Present |
NAME OF BUSINESS:FINRA; TYPE OF BUSINESS: OTHER,SELF REGULATORY ORGANIZATION ; NOT INVESTMENT RELATED; OTHER, ARBITRATOR; HRS/MONTH: 0 - 20 ; INC: UP TO $10000; NO ACTIVITY INVOLVES AMERIPRISE CLIENTS; NO ACTIVITY LIKELY TO INTERFERE WITH RESPONSIBILITY TO COMPANY AND ITS CLIENTS; NO ACTIVITY LIKELY TO BE VIEWED BY CLIENTS OR PUBLIC AS AMERIPRISE ACTIVITY. NAME OF BUSINESS: AA PILOT, AIRLINE. DATE ACTIVITY STARTED: 01/23/2013. TOTAL HOURS PER MONTH IS MORE THAN 80. 0-20 HOURS PER MONTH DURING TRADING HOURS. INCOME PER YEAR IS OVER $20,000. NOT INVESTMENT RELATED. Name of Activity: Evaluation pilot; Date Activity Started/Modified/Ended: 9/21/2022; Type of Activity: Other - Gov't; Role/Relationship: Employee; Responsibilities: Pilot; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-10 |
Reach out to this advisor