Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED | 2023-09-01 |
Branch Locations
121 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Colorado Springs | CO | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 11/2016 | 09/2023 |
| Morgan Stanley Smith Barney Llc | Colorado Springs | CO | 09/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2023 | Present |
*568369 - Rental Property / Investment Related / Colorado Springs, CO / 33.33% Ownership / Start 27-January-2010, 2 hours devoted per month / 0 during trading hours. *568372 - Peak Hideaways LLC / Investment Related / Colorado Springs, CO / 33.3% Ownership / Start 15-January-2009 / 10 hours devoted per month / 1 during trading hours / sharing in mortgage payments and rental logistics. *570667 - CB Grand Lodge 418 LLC / Investment Related / Colorado Springs, CO / 100% Ownership / Start 04-August-2014 / 1 hour devoted per month / 0 during trading hours / holds condo rental unit. *570772 - Shotlist / Non-Investment Related / Aurora, CO / 15% Ownership / 01-April-2023 / 2 hours devoted per month / 0 during trading hours / Digital Marketing Agency, Passive Investor. *570781 - Colorado Springs Philharmonic; Investment Related - No; Colorado Springs, Colorado; Art/Culture; Board Member, HONORARY (i.e. NON VOTING) Member of the Board of Directors (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2017; During Business Hours: 1; After Business Hours: 1; Governance, attend board meetings, general input *605844- Pikes Peak Community Foundation Professional Advisor Cabinet; Investment related-No; Colorado Springs, Colorado; PPCF is a foundation that supports a broad spectum of causes in the Pikes Peak Region; Member of Professional Advisor (PA) Cabinet (proprietor, partner, officer, director, employee, trustee, agent); 08/2024; During business hours: 0; After business hours: 1; Other. *576739 - Financial Planning Association (Southern Colorado Chapter); Investment related: No; Denver, Colorado; Education:Civic/Community; Other:Board Member(proprietor, partner, officer, director, employee, trustee, agent); 1/2024; During business hours: 2; After business hours: 3; Other:Fundraising:Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-02 |
Reach out to this advisor