David Daniel Cohen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 11/2016
  Wells Fargo Advisors Llc
  Miami, FL
• 11/2016 → 03/2019
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 03/2019 → 07/2026
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2019 → 07/2026
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2026 → Present
  Lpl Financial Llc
  Greensboro, GA

Previous Registrations

• 2019-03-15 → 2026-07-13
  Cambridge Investment Research Advisors, Inc.
  Boca Raton, FL
  Aventura, FL
  Greensboro, GA
• 2010-04-06 → 2019-03-27
  Wells Fargo Clearing Services, Llc
  Pompano Beach, FL
  Coral Springs, FL
  Fort Lauderdale, FL
  Deerfield Beach, FL
  Plantation, FL
  Pompano Beach, FL
  Fort Lauderdale, FL
  Coral Springs, FL
  Fort Lauderdale, FL
  Coral Springs, FL
  Fort Lauderdale, FL
  Miami, FL
  Coral Springs, FL
• 2009-06-01 → 2010-04-14
  Morgan Stanley
  Plantation, FL
• 2008-08-05 → 2009-06-01
  Citigroup Global Markets Inc.
  Coral Springs, FL
  Plantation, FL

Other Businesses

1. 6/2026 - Generations Wealth Advisors - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - Boca Raton FL 33432 - OBA Start date: 7/1/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-29
• S63 Uniform Securities Agent State Law Examination
  2007-02-10

Other Names

• David Cohen