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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-07-29 |
| TX | RA | APPROVED | 2020-07-29 |
Branch Locations
4600 S Ulster St Suite 1050, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Greenwood Village | CO | 03/2010 | 07/2020 |
| M.J. Smith & Associates | Greenwood Village | CO | 01/2010 | 07/2020 |
| Mercer Global Advisors Inc. | Greenwood Village | CO | 07/2020 | 09/2022 |
| Mercer Global Advisors Inc. | Denver | CO | 09/2022 | Present |
M.J. SMITH & ASSOCIATES:INVESTMENT RELATED:1/2010-PRESENT:GREENWOOD VILLAGE, CO:ADVISOR:INDEPENDENT RIA:1 HR/MO:1 HR DURING TRADING:FINANCIAL PLANNING. Name of Business : QuietWaters Ministries Address: 4901 E. Dry Creek Road, Suite 160,Centennial, CO Nature of the Business: Other (unpaid) Position/Title: Finance Committee Member Investment Related:No Start Date: 04/09/2019 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: -review the financial documents -assist with strategic planning -assist with foundation's long-term funds
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-06-29 |
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