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Alex Xaysana Yabandith

Ameriprise Financial Services, LLC

Minneapolis, MN

Otsego, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-08-24
WI RA APPROVED 2017-08-24
AR RA APPROVED 2017-04-07
DE RA APPROVED 2017-04-07
MS RA APPROVED 2017-04-07
NE RA APPROVED 2017-04-07
OK RA APPROVED 2017-04-07
RI RA APPROVED 2017-04-07
VA RA APPROVED 2017-04-07
WA RA APPROVED 2017-04-07
MN RA APPROVED 2014-01-30
  • AL RA
    APPROVED
    Since 2017-08-24
  • WI RA
    APPROVED
    Since 2017-08-24
  • AR RA
    APPROVED
    Since 2017-04-07
  • DE RA
    APPROVED
    Since 2017-04-07
  • MS RA
    APPROVED
    Since 2017-04-07
  • NE RA
    APPROVED
    Since 2017-04-07
  • OK RA
    APPROVED
    Since 2017-04-07
  • RI RA
    APPROVED
    Since 2017-04-07
  • VA RA
    APPROVED
    Since 2017-04-07
  • WA RA
    APPROVED
    Since 2017-04-07
  • MN RA
    APPROVED
    Since 2014-01-30

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Otsego, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 11/2006 03/2020
Ameriprise Financial Services, Inc. Minneapolis MN 06/2011 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 11/2006 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 06/2011 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 2007-01-02
  • S65 Uniform Investment Adviser Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    2007-01-02

View on SEC IAPD

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