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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-14
HI RA APPROVED 2009-07-17
  • TX RA
    APPROVED_RES
    Since 2021-10-14
  • HI RA
    APPROVED
    Since 2009-07-17

Branch Locations

1003 Bishop St, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Honolulu HI 07/2009 Present
Bank Of America, Na Honolulu HI 09/2009 Present
  • 07/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Honolulu, HI
  • 09/2009 → Present
    Bank Of America, Na
    Honolulu, HI
Previous Registrations
Other Businesses

I*8379 For profit or not for profit: Name of outside business organization: Karen A. Igarashi Trust Investment related: Address of business: Beaverton, Oregon 97008 Nature of business: , Position, title, association: , Start date of relationship: 7/15/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
  • S66 Uniform Combined State Law Examination
    2007-01-16

View on SEC IAPD

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