Best Investors
Account
Sign in
Best Investors
Account
Sign in
2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-04-24 |
| SC | RA | APPROVED | 2025-09-03 |
| VA | RA | APPROVED | 2025-01-22 |
| CO | RA | APPROVED | 2024-11-01 |
| NY | RA | APPROVED | 2022-04-04 |
| WA | RA | APPROVED | 2022-04-04 |
| IN | RA | APPROVED | 2021-11-11 |
| CA | RA | APPROVED | 2021-09-03 |
| NJ | RA | APPROVED | 2020-10-20 |
| MD | RA | APPROVED | 2020-09-30 |
| NC | RA | APPROVED | 2020-06-02 |
| NV | RA | APPROVED | 2019-05-15 |
| UT | RA | APPROVED | 2019-05-01 |
| PA | RA | APPROVED | 2019-04-30 |
Branch Locations
3500 Winchester Road Suite #102, Allentown, PA 18104 • United States
111 Grandview Avenue, Honesdale, PA 18431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umpqua Bank | Las Vegas | NV | 06/2015 | 04/2019 |
| Centaurus Financial, Inc. | Anaheim | CA | 04/2019 | Present |
1. Forthright Insurance & Forthright Insurance, Inc., non-investment related, 5148 Hamilton Blvd., Allentown, PA 18106, servicing and not selling of exisiting fixed and indexed non-variable insurance and annuity products through various carriers, agent/broker, since 2/6/2020, devoted time is 10 hours a month. 2. Forthright Tax, non-investment related, 5148 Hamilton Blvd., Allentown, PA 18106, consulting and preparation, advisor, since 7/10/2019, consulting and preparation of federal tax forms and consultation on tax planning matters. 3. Forthright Wealth Planning, non-investment related, 5148 Hamilton Blvd., Allentown, PA 18106, DBA for marketing and branding purposes only, since 5/8/2019. 4. MISERICORDIA UNIVERSITY POSITION: Advisory Council Member NATURE: Higher Education. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2019 ADDRESS: 301 Lake St., Dallas PA 18612, United States DESCRIPTION: My duties include providing advice and feedback on the Business Department curriculum along with advising on student and community engagement. 5. KUTZTOWN ROTARY FOUNDATION POSITION: Board Member NATURE: Civic Organization. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: PO Box 127, Kutztown PA 19530, United States DESCRIPTION: I help determine which organizations within our community receive donations from the Kutztown Rotary Foundation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-07 |
| S65 | Uniform Investment Adviser Law Examination | 2014-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-24 |
Reach out to this advisor