Joshua John Roche

Current Employers

Employment History

• 04/2014 → 07/2025
  Next Financial Group Inc
  Allentown, PA
• 01/2014 → Present
  Roche Asset Management, Llc
  Allentown, PA
• 07/2025 → Present
  Lpl Financial Llc
  Allentown, PA

Previous Registrations

• 2014-04-21 → 2025-05-16
  Next Financial Group, Inc.
  Allentown, PA
  Houston, TX
• 2009-02-11 → 2014-04-22
  Investment Advisors Asset Management, Llc
  Easton, PA

Other Businesses

1- 07/2025 - Number Crunch Tax Solutions LLC - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 80 hours per month/ 20 hours during trading 2- 07/2025 - Roche Financial Associates, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/21/2014 - 80 hours per month/ during trading 3- 07/2025 - Roche Asset Management, LLC - Registered Investment Advisor Hybrid - Chief Executive Officer - Investment Related - At Reported Business Location(s) - Start Date 01/01/2014 - 80 hours per month/ during trading - I provide investment advisory services through Roche Asset Management, LLC, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-22
• S63 Uniform Securities Agent State Law Examination
  2007-03-20