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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-03-06 |
| NC | RA | APPROVED | 2002-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston-Salem | NC | 10/1999 | Present |
I*2930330, Entity Type: , Name of OBA: Rental Property 1, Address: Edgewater, Florida, 32141, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 10/11/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-23 |
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