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Charlotte Danielle Humphrey

Morgan Stanley

Memphis, TN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2022-02-01
TX RA APPROVED_RES 2020-05-05
TN RA APPROVED 2014-01-03
  • MS RA
    APPROVED
    Since 2022-02-01
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • TN RA
    APPROVED
    Since 2014-01-03

Branch Locations

6410 Poplar Avenue Suite 600, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Memphis TN 05/2010 Present
Morgan Stanley Private Bank, N.A. New York NY 04/2018 Present
  • 05/2010 → Present
    Morgan Stanley Smith Barney
    Memphis, TN
  • 04/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

2. *488226 - POA; Investment related Yes; Hernando, Mississippi; Successor Role09/2016; During business hours: 2; After business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-30
  • S66 Uniform Combined State Law Examination
    2013-12-30
Other Names
  • Charlotte Danielle Pulse
  • Danielle Humphrey

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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