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Javier Malfavon

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-09
CA RA APPROVED 2010-11-10
  • TX RA
    APPROVED_RES
    Since 2012-02-09
  • CA RA
    APPROVED
    Since 2010-11-10

Branch Locations

701 B St, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 10/2010 Present
Bank Of America, N.A. San Diego CA 03/2015 Present
Previous Registrations
  • 2010-01-01 → 2010-10-15
    Ubs Financial Services Inc.
    San Diego, CA
    Weehawken, NJ
    San Diego, CA
  • 2007-01-09 → 2010-01-01
    Ubs International Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-08
  • S66 Uniform Combined State Law Examination
    2007-01-08
Other Names
  • Javier Gomez Malfavon
  • Javier Gomez
  • Javier Gomez Malfavon
  • Javier Gomez Malfavon

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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