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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-10-10
  • WI RA
    APPROVED
    Since 2019-10-10

Branch Locations

850 Elm Grove Rd. Ste. 16, Elm Grove, WI 53122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Milwaukee WI 06/2004 10/2019
Financial Partners, Llc Milwaukee WI 06/2004 10/2019
Nettworth Financial Group Milwaukee WI 06/2004 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
  • 06/2004 → 10/2019
    Fsc Securities Corporation
    Milwaukee, WI
  • 06/2004 → 10/2019
    Financial Partners, Llc
    Milwaukee, WI
  • 06/2004 → Present
    Nettworth Financial Group
    Milwaukee, WI
  • 10/2019 → Present
    Fairfield, IA
  • 10/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
Other Businesses

1. ANTHONY SZYMBORSKI, 850 Elm Grove Rd suite 16, Elm Grove WI 53122, United States, 6/04/2004, Agent, Insurance/Benefits/Human Resources, INV REL, 320 HR/MO - 28 HR/MO TRADING. 2. Financial Partners II, LLC, 850 Elm Grove Rd suite 16, Elm Grove WI 53122, United States, 6/08/20, Founder, Owner/Partner of a Business Entity, INV REL - 0HR/MO - 0HR/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. NETTWORTH FINANCIAL GROUP, 850 Elm Grove Rd suite 16, Elm Grove WI 53122, United States, 10/01/2019, Marketing, Using a Trade Name/dba, NIR, 2 HR/MO - 2 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-08
S63 Uniform Securities Agent State Law Examination 2000-02-23
  • S65 Uniform Investment Adviser Law Examination
    2001-02-08
  • S63 Uniform Securities Agent State Law Examination
    2000-02-23
Other Names
  • Tony Szymborski

View on SEC IAPD

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