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Richard Valle

Morgan Stanley

Alhambra, CA

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-05
CA RA APPROVED 2025-03-10
  • TX RA
    APPROVED_RES
    Since 2025-04-05
  • CA RA
    APPROVED
    Since 2025-03-10

Branch Locations

Alhambra, CA • United States

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Pasadena CA 10/2006 02/2025
Morgan Stanley Los Angeles CA 02/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-16
S63 Uniform Securities Agent State Law Examination 2010-05-08
  • S66 Uniform Combined State Law Examination
    2010-10-16
  • S63 Uniform Securities Agent State Law Examination
    2010-05-08
Other Names
  • Rich Valle

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
BLUE CANYON WEALTH
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Other Investors

JAVIER R VALENZUELA
HAN WENG
Zhen Liu
VIET QUOC LE
Hsin Ping Yung
Samuel Kwun Pong Lau
JAY WEICHEN DING
KAREN HO LING CHAN

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alhambra, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Alhambra, CA
J.P. MORGAN SECURITIES LLC · ALHAMBRA, CA
WELLS FARGO CLEARING SERVICES, LLC · ALHAMBRA, CA
CETERA INVESTMENT ADVISERS LLC · ALHAMBRA, CA
MML INVESTORS SERVICES, LLC · Alhambra, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Alhambra, CA
BLUE CANYON WEALTH · SOUTH PASADENA, CA

More in Alhambra, CA

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