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Trent S Thomas

Charles Schwab & Co., Inc.

Greensboro, NC

Charlotte, NC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
NC RA APPROVED 2010-11-02
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • NC RA
    APPROVED
    Since 2010-11-02

Branch Locations

3328 W. Friendly Ave Suite 111, Greensboro, NC 27410 • United States

4529 Sharon Road, Charlotte, NC 28211-3521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Greensboro NC 10/2006 Present
Charles Schwab Bank, Ssb Greensboro NC 03/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-20
S63 Uniform Securities Agent State Law Examination 2007-03-20
  • S66 Uniform Combined State Law Examination
    2010-05-20
  • S63 Uniform Securities Agent State Law Examination
    2007-03-20

View on SEC IAPD

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